Payment file and settlement batch
None of the held texts sets a fixed period on this consumer; every row below reads no period set by the text. Paste one job that feeds this consumer, for example settlement_file_batch, weekly, and the register reads its period against the clocks below, names the gap in hours, and carries the question for its owner.
Matched on the job name or the consumer column by these words: payment file, settlement, direct entry, clearing, payment batch, aba file, pay run, disbursement, settlement batch. A backup, replication, feed or return job in this class is expected to name a fallback; a blank one is a finding.
The clock each rule sets
| Regime | Clock | Clause |
|---|---|---|
| DORA | no clock | DORA Art. 11 Response and recovery |
| ISO 22301 | no clock | ISO 22301 8.4.4 Business continuity plans |
| ISO 27001 | no clock | ISO 27001 8.14 Redundancy of information processing facilities |
Questions this page answers
How often does DORA (Regulation (EU) 2022/2554) require payment file and settlement batch?
The held text of DORA Art. 11 (Response and recovery) sets no fixed period: no period set by the text. Financial entities shall put in place an ICT business continuity policy and ICT response and recovery plans (including measures, procedures and arrangements) to ensure continuity of critical or important functions, quickly contain damage, resume activities and recover, subject to regular testing.
How often does ISO 22301:2019 require payment file and settlement batch?
The held text of ISO 22301 8.4.4 (Business continuity plans) sets no fixed period: no period set by the text. Document and maintain business continuity plans that guide teams through response and recovery, collectively containing the actions to continue or recover prioritized activities within predetermined time frames, the means of monitoring the disruption and the response, the pre defined thresholds and process for activating the response, procedures to deliver products and services at agreed capacity, and how the immediate consequences are managed with regard to individual welfare, prevention of further loss and environmental impact; each plan must state purpose, scope and objectives, the roles and responsibilities of the implementing team, the actions implementing the solutions, the supporting information needed to activate, operate, coordinate and communicate including activation criteria, internal and external interdependencies, resource requirements, reporting requirements and a stand down process, and must be usable and available at the time and place it is needed.
How often does ISO/IEC 27001:2022 require payment file and settlement batch?
The held text of ISO 27001 8.14 (Redundancy of information processing facilities) sets no fixed period: no period set by the text. Build enough redundancy into processing facilities to meet availability requirements.
What does the register ask the owner of a payment file and settlement batch job?
Which cut-off does this file meet, and what is the fallback path if the primary fails before it?
The clauses in full
Financial entities shall put in place an ICT business continuity policy and ICT response and recovery plans (including measures, procedures and arrangements) to ensure continuity of critical or important functions, quickly contain damage, resume activities and recover, subject to regular testing.
What an assessor asks to see: ICT business continuity policy + response/recovery plans; Records of plan testing. Where it usually falls short: No ICT continuity/response/recovery plans
Document and maintain business continuity plans that guide teams through response and recovery, collectively containing the actions to continue or recover prioritized activities within predetermined time frames, the means of monitoring the disruption and the response, the pre defined thresholds and process for activating the response, procedures to deliver products and services at agreed capacity, and how the immediate consequences are managed with regard to individual welfare, prevention of further loss and environmental impact; each plan must state purpose, scope and objectives, the roles and responsibilities of the implementing team, the actions implementing the solutions, the supporting information needed to activate, operate, coordinate and communicate including activation criteria, internal and external interdependencies, resource requirements, reporting requirements and a stand down process, and must be usable and available at the time and place it is needed.
What an assessor asks to see: Plan set with each plan carrying every required element; Activation criteria and thresholds stated in the plan itself; Interdependency and resource sections reconciled to the BIA; Stand down process defined. Where it usually falls short: Plans that cover activation and response but have no stand down, so the organization never formally returns to normal
Build enough redundancy into processing facilities to meet availability requirements.
Guidance beside it, ISO 27002 8.14: Requires information processing facilities to be implemented with redundancy sufficient to meet the availability requirements placed on them.
What an assessor asks to see: redundancy_design; capacity_planning; failover_testing; maintenance_records. Where it usually falls short: reliance on undocumented manual backups
Requirement text quoted from the standards themselves, published at compliance.theartofservice.com, the same publisher as this register, read against the held text of each standard: our statement of each clause, not the instrument verbatim. Run this job through the register